Bitesize feedback for investment businesses on suitability of advice
In 2024, we undertook thematic assessment visits to evaluate the extent supervised persons were assessing their adherence to legislative and regulatory requirements and the effectiveness of their controls.
We have provided concise feedback on a single page, making it easy for you to understand our findings and any necessary actions.
Our observations identify:
- good practice
- areas of improvement
- key considerations
The feedback above can also be found on our examination findings and questionnaires page.