Examinations

We undertake examinations as part of our ongoing supervision of businesses. They are a key tool in the execution of our regulatory functions, with particular regard to statutory and regulatory requirements and our guiding principles.

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Thematic Examination Programme 2021

  • Quarter 1 - Enhanced Customer Due Diligence (ECDD), Simplified Customer Due Diligence (SCDD) & Exemptions
  • Quarter 1/2 - Wire transfers
  • Quarter 2 - Customer Risk Assessments
  • Quarter 2/3 - Legal Sector
  • Quarter 3 - Ongoing Monitoring

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