Codes of Practice

Our Codes of Practice set out the principles and detailed requirements that must be complied with when conducting financial services business. Each code is issued and maintained using powers provided by legislation.

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Alternative Investment Funds Code of Practice

Effective from 1 January 2021

Certified Funds Code of Practice

Effective from 1 January 2021

Deposit-taking Business Code of Practice

Effective from 1 January 2021

Fund Services Business Code of Practice

Effective from 1 January 2021

General Insurance Mediation Business Code of Practice

Effective from 1 January 2021

Insurance Business Code of Practice

Effective from 1 January 2021

Investment Business Code of Practice

Effective from 1 January 2021

Money Service Business Code of Practice

Effective from 1 January 2021

Trust Company Business Code of Practice

Effective from 1 January 2021

Code of Practice tracked changes

Searching for a word or phrase

If you are trying to find a word or phrase on a page, use Control-F (Windows) or Command-F (Mac) on your keyboard / desktop.

Other devices have a 'find on page' or 'find in page' option.