2020 programme for on-site thematic examinations
As we approach 2020, we wanted to give regulated businesses advance notice of our programme of thematic examinations for the year ahead.
In 2019, our Supervision Examination Unit and Pooled Supervision team carried out 63 thematic examinations, covering outsourcing arrangements, the role of money laundering reporting officer, reliance and compliance monitoring. We have published some of our findings on our website and will publish further findings next year.
In early 2020, we will continue our compliance monitoring examinations and then focus on wire transfers. In the second half of the year our examinations will focus on Jersey Private Funds.
Your supervisor will contact you to let you know if we are going to undertake a thematic examination of your business.