International Memoranda of Understanding
- Last revised:08 November 2024
AIFMD MoUs
|
Country |
Organisations | Date |
| Austria | Finanzmarktaufsicht | July 2013 |
| Belgium | Autorité des services et marchés financiers (Financial Services and Markets Authority | July 2013 |
| Bulgaria | Financial Supervision Commission | July 2013 |
| Cyprus | Cyprus Securities and Exchange Commission | July 2013 |
| Czech Republic | Czech National Bank | July 2013 |
| Denmark | Finanstilsynet | July 2013 |
| Estonia | Estonian Financial Supervision Authority | July 2013 |
| Finland | Finanssivalvonta | July 2013 |
| France | Autorité des marchés financiers | July 2013 |
| Germany | Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) | July 2013 |
| Gibraltar | Gibraltar Financial Services Commission | March 2014 |
| Greece | Hellenic Capital Market Commission | July 2013 |
| Hungary | Pénzügyi Szervezetek Állami Felügyelete | July 2013 |
| Iceland | Fjármálaeftirlitiơ (Icelandic Financial Supervisory Authority) |
July 2013 |
| Ireland | Central Bank of Ireland | July 2013 |
| Latvia | Finanšu un kapitāla tirgus komisija | July 2013 |
| Liechtenstein | Finanzmarktaufsicht | July 2013 |
| Lithuania | Bank of Lithuania | July 2013 |
| Luxembourg | Commission de Surveillance du Secteur Financier | July 2013 |
| Malta | Malta Financial Services Authority | July 2013 |
| Netherlands | Autoriteit Financiële Markten | July 2013 |
| Norway | Finanstilsynet | July 2013 |
| Poland | Polish Financial Supervision Authority | July 2013 |
| Portugal | Comissão do Mercado de Valores Mobiliários | July 2013 |
| Romania | Romanian Financial Supervisory Authority | July 2013 |
| Slovak Republic | Národná banka Slovenska (National Bank of Slovakia) | July 2013 |
| Sweden | Finansinspektionen | July 2013 |
| United Kingdom | Financial Conduct Authority | July 2013, revised and restated March 2019 |
Bilateral MoUs
|
Country |
Organisations | Date | Industry sector |
| Australia | Australian Securities & Investments Commission (ASIC) | April 1997 | |
| Belgium | Financial Services and Markets Authority | May 2000 | Collective Investment Funds |
| Belgium | Financial Services and Markets Authority | September 2009 | Banking, Investment Business and insurance |
| Bahrain | Central Bank of Bahrain | November 2002 | |
| Bermuda | Bermuda Monetary Authority | April 1997 | |
| British Virgin Islands | British Virgin Islands Financial Investigation Agency | October 2024 | |
| British Virgin Islands | BVI Financial Services Commission | July 2007 | All |
| Canada | Office of the Superintendent of Financial Institutions | March 2007 | |
| Cayman Islands | Cayman Islands Monetary Authority | August 2006 | |
| China | China Banking Regulatory Commission | August 2006 | |
| China | China Securities Regulatory Commission | April 2014 | |
| Cyprus | Central Bank of Cyprus | May 2007 | |
| Cyprus | Cyprus Securities and Exchange Commission | February 2007 | |
| Denmark | Finanstilsynet | August 2015 | |
| France | Autorité des marchés financiers | November 2001 | |
| Germany | Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) | May 2012 | |
| Gibraltar | Gibraltar Financial Services Commission | October 2008 | |
| Guernsey | Guernsey Financial Services Commission | October 1998 | |
| Guernsey | The International Stock Exchange Authority Limited | October 2015 | |
| Hong Kong | Securities and Futures Commission | September 2005 | |
| Iceland | Fjármálaeftirlitiơ (Icelandic Financial Supervisory Authority) |
July 2013 | |
| India | Reserve Bank of India | July 2012 | |
| Ireland | Central Bank of Ireland | April 2007 | |
| Ireland | Irish Auditing & Accounting Supervisory Authority | May 2018 | |
| Isle of Man | Isle of Man Financial Services Authority | August 2001 | |
| Italy | Commissione Nazionale per le Società e la Borsa Italia | June 2003 | |
| Labuan | Labuan Financial Services Authority | September 2014 | |
| Liechtenstein | Finanzmarktaufsicht | August 2016 | |
| Luxembourg | Commission de Surveillance du Secteur Financier | December 2016 | |
| Malta | Malta Financial Services Authority | October 2005 | |
| Mauritius | Bank of Mauritius | January 1999 | |
| Mauritius | Financial Services Commission of Mauritius | December 2005 | |
| Netherlands | De Nederlandsche Bank NV | January 1994 | |
| Netherlands | De Nederlandsche Bank NV | October 2006 | |
| Oman | Central Bank of Oman | May 2008 | |
| Poland | Polish Financial Supervision Authority | November 2009 | |
| Qatar | Qatar Central Bank | March 2006 | |
| Qatar | Qatar Financial Centre Regulatory Authority | June 2006 | |
| Slovak Republic | Národná banka Slovenska (National Bank of Slovakia) | May 2012 | |
| South Africa | Bank Supervision Department of the South African Reserve Bank | June 2010 | |
| South Africa | Financial Services Board of the Republic of South Africa | January 2015 | |
| Switzerland | Swiss Financial Market Supervisory Authority (FINMA) | March 2014 | Collective investment Funds |
| Switzerland | Swiss Financial Market Supervisory Authority (FINMA) (This MoU relates to co-operation in connection with the supervision of Swiss branches of Jersey-based asset managers. | August 2015 | Swiss branches of Jersey-based asset managers |
| United Arab Emirates | Central Bank of the United Arab Emirates | November 2011 | |
| United Arab Emirates | Dubai Financial Services Authority | March 2006 | |
| United Arab Emirates | Emirates Securities and Commodities Authority | May 2014 | |
| United Arab Emirates | Financial Services Regulatory Authority of the Abu Dhabi Global Market | February 2016 | |
| United Arab Emirates | Registration Authority of the Abu Dhabi Global Market | January 2018 | |
| United Kingdom | Financial Conduct Authority | May 2004, addendum August 2012 | |
| United Kingdom | Bank of England | June 2016, supplemented March 2017 | |
| United Kingdom | Department of Trade and Industry | March 1999 | |
| United Kingdom | London Stock Exchange | March 1999 | |
| United Kingdom | Bank of England re CRESTCO | June 2000, addendum August 2014 | |
| United Kingdom | The Panel on Takeovers and Mergers | July 2009 | |
| United Kingdom |
Financial Reporting Council Institute of Chartered Accountants in England and Wales States of Guernsey Commerce and Isle of Man Financial Services Authority |
June 2015 | |
| United Kingdom | UK Solicitors Regulation Authority | February 2019 | |
| USA | US Commodity Futures Trading Commission | May 2002 | |
| USA | US Securities and Exchange Commission | May 2002 | |
| USA | Federal Deposit Insurance Corporation | November 2012 | |
| USA |
Federal Reserve Federal Deposit Insurance Corporation |
June 2009 |
Multilateral MoUs
| Organisations | Date | Link to signatories |
| International Organisation of Securities Commissions (IOSCO) | May 2002 |
https://www.iosco.org/about/?subSection=mmou&subSection1=signatories |
| International Association of Insurance Supervisors (IAIS) |
October 2010 | |
| Group of International Finance Centre Supervisors (GIFCS) |
May 2017 |
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