The findings detailed in the documents on this page were based on the statutory and regulatory requirements in force at the time. Ensure that any action taken following a review of this information is in line with current requirements.
Thematic assessment visits
- Bitesize feedback: general insurance mediation businesses - due regard for the interests of the client
- Bitesize feedback: accountancy sector - customer risk assessments
- Bitesize feedback: banking sector - fraud controls and response
- Bitesize feedback: legal sector - business and customer risk assessments
- Bitesize feedback: investment business - suitability of advice
- Bitesize feedback: non-profit organisations - diversion mitigation
- Bitesize feedback: fund services business - unregulated funds
- Bitesize feedback: virtual asset service providers - Travel Rule
- Bitesize feedback: designated non-financial businesses and professions - financial crime training and awareness
- Bitesize feedback: real estate agents - financial crime training and awareness
- Bitesize feedback: banking - customer onboarding and risk assessments
- Bitesize feedback: trust company business - financial crime training
- Bitesize feedback: investment business - compliance monitoring
- Bitesize feedback: Jersey private funds
Non-Profit Organisation (NPO) examinations
Financial crime examinations
- 2023 -2024 financial crime examination feedback
- 2022 financial crime examination feedback
- 2021 financial crime examination feedback
- 2019 – 2020 financial crime examinations (Q4 2019 – Q1 2020)
- 2020 financial crime examinations
Entity risk examinations
- 2021 supervisory risk examination feedback
- 2020 supervisory risk examinations feedback from examinations
- 2015 supervisory & thematic examinations: trust company business
- 2014 – 2015 supervisory & thematic examinations: investment business
- 2014 supervisory & thematic examinations: trust company business
Thematic examinations
- 2025 conflicts of interest examination feedback
- 2024 compliance monitoring examination feedback
- 2024 politically exposed persons examination feedback
- 2024 conflicts of interest thematic examination: questionnaire
- 2023 countering the financing of terrorism and proliferation financing examination feedback
- 2023 natural persons undertaking class G trust company business examination feedback
- 2023 designated non-financial businesses and professions' suspicious activity reporting obligations feedback
- 2023 virtual asset service providers' suspicious activity reporting systems and controls examination feedback
- 2023 independent financial advisers’ investment services to vulnerable persons examination feedback
- 2023 supervised persons' reliance on obliged persons examination feedback
- 2022 beneficial ownership and control examination feedback
- Terrorist Financing and Proliferation Financing Questionnaire
- 2022 sanctions thematic questionnaire and screening systems examination feedback
- 2022 the role of the money laundering compliance officer examination feedback
- 2022 thematic examinations - transaction monitoring - questionnaire
- 2022 thematic examinations - sanctions - questionnaire
- 2022 AML/CFT business risk assessment and formal AML/CFT Strategy examination feedback
- 2021 anti-money laundering and counter financing of terrorism training questionnaire feedback
- 2020 wire transfer examination feedback
- 2021 thematic examination: customer risk assessment: questionnaire
- 2021 customer risk assessments questionnaire feedback
- 2021 enhanced customer due diligence, simplified customer due diligence and exemptions examination feedback
- 2021 E-ID feedback questionnaire feedback
- 2021 transaction monitoring questionnaire feedback
- 2021 E-ID questionnaire for Relevant Persons
- 2021 thematic examination: enhanced customer due diligence, simplified customer due diligence & exemptions – questionnaire
- 2020 Wire transfer regulations- questionnaire
- 2020 Jersey private funds examination feedback
- 2020 thematic examination: Jersey private funds – questionnaire
- 2020 thematic examination: reliance on obliged persons
- 2019 – 2020 thematic examination: compliance monitoring plans
- 2019 thematic examination: the role of the money laundering reporting officer
- 2019 thematic examination: outsourcing
- 2018 thematic examination: client assets
- 2019 thematic examination: banking - internal capital adequacy assessment
- 2019 thematic examination: property managers and letting agents
- 2018 thematic examination: revised registry requirements – beneficial owners and controllers
- 2017 thematic examination: investment business - suitability of investments
- 2016 - 2017 thematic examination: summary findings due diligence
- 2015 thematic examination: investment business - mystery shopping research
- 2015 supervisory & thematic examinations: trust company business
- 2014 – 2015 thematic examination: banking – governance
- 2014 – 2015 supervisory & thematic examinations: investment business
- 2014 supervisory & thematic examinations: trust company business
- 2014 thematic examination: banking - AML/CFT and financial sanctions
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