Service notice - myRegistry will be unavailable due to scheduled maintenance from 6:00pm on Tuesday 30 December until 2:00am on Wednesday 31 December and 12:30pm on Wednesday 31 December until 9:00am on Thursday 1 January. Our Security Interests Register will also be unavailable from 6:00pm on Tuesday 30 December until 2:00am on Wednesday 31 December.
The findings detailed in the documents on this page were based on the statutory and regulatory requirements in force at the time. Ensure that any action taken following a review of this information is in line with current requirements.
Thematic assessment visits
- Bitesize feedback: accountancy sector - customer risk assessments
- Bitesize feedback: banking sector - fraud controls and response
- Bitesize feedback: legal sector - business and customer risk assessments
- Bitesize feedback: investment business - suitability of advice
- Bitesize feedback: non-profit organisations - diversion mitigation
- Bitesize feedback: fund services business - unregulated funds
- Bitesize feedback: virtual asset service providers - Travel Rule
- Bitesize feedback: designated non-financial businesses and professions - financial crime training and awareness
- Bitesize feedback: real estate agents - financial crime training and awareness
- Bitesize feedback: banking - customer onboarding and risk assessments
- Bitesize feedback: trust company business - financial crime training
- Bitesize feedback: investment business - compliance monitoring
- Bitesize feedback: Jersey private funds
Non-Profit Organisation (NPO) examinations
Financial crime examinations
- 2023 -2024 financial crime examination feedback
- 2022 financial crime examination feedback
- 2021 financial crime examination feedback
- 2019 – 2020 financial crime examinations (Q4 2019 – Q1 2020)
- 2020 financial crime examinations
Entity risk examinations
- 2021 supervisory risk examination feedback
- 2020 supervisory risk examinations feedback from examinations
- 2015 supervisory & thematic examinations: trust company business
- 2014 – 2015 supervisory & thematic examinations: investment business
- 2014 supervisory & thematic examinations: trust company business
Thematic examinations
- 2025 conflicts of interest examination feedback
- 2024 compliance monitoring examination feedback
- 2024 politically exposed persons examination feedback
- 2024 conflicts of interest thematic examination: questionnaire
- 2023 countering the financing of terrorism and proliferation financing examination feedback
- 2023 natural persons undertaking class G trust company business examination feedback
- 2023 designated non-financial businesses and professions' suspicious activity reporting obligations feedback
- 2023 virtual asset service providers' suspicious activity reporting systems and controls examination feedback
- 2023 independent financial advisers’ investment services to vulnerable persons examination feedback
- 2023 supervised persons' reliance on obliged persons examination feedback
- 2022 beneficial ownership and control examination feedback
- Terrorist Financing and Proliferation Financing Questionnaire
- 2022 sanctions thematic questionnaire and screening systems examination feedback
- 2022 the role of the money laundering compliance officer examination feedback
- 2022 thematic examinations - transaction monitoring - questionnaire
- 2022 thematic examinations - sanctions - questionnaire
- 2022 AML/CFT business risk assessment and formal AML/CFT Strategy examination feedback
- 2021 anti-money laundering and counter financing of terrorism training questionnaire feedback
- 2020 wire transfer examination feedback
- 2021 thematic examination: customer risk assessment: questionnaire
- 2021 customer risk assessments questionnaire feedback
- 2021 enhanced customer due diligence, simplified customer due diligence and exemptions examination feedback
- 2021 E-ID feedback questionnaire feedback
- 2021 transaction monitoring questionnaire feedback
- 2021 E-ID questionnaire for Relevant Persons
- 2021 thematic examination: enhanced customer due diligence, simplified customer due diligence & exemptions – questionnaire
- 2020 Wire transfer regulations- questionnaire
- 2020 Jersey private funds examination feedback
- 2020 thematic examination: Jersey private funds – questionnaire
- 2020 thematic examination: reliance on obliged persons
- 2019 – 2020 thematic examination: compliance monitoring plans
- 2019 thematic examination: the role of the money laundering reporting officer
- 2019 thematic examination: outsourcing
- 2018 thematic examination: client assets
- 2019 thematic examination: banking - internal capital adequacy assessment
- 2019 thematic examination: property managers and letting agents
- 2018 thematic examination: revised registry requirements – beneficial owners and controllers
- 2017 thematic examination: investment business - suitability of investments
- 2016 - 2017 thematic examination: summary findings due diligence
- 2015 thematic examination: investment business - mystery shopping research
- 2015 supervisory & thematic examinations: trust company business
- 2014 – 2015 thematic examination: banking – governance
- 2014 – 2015 supervisory & thematic examinations: investment business
- 2014 supervisory & thematic examinations: trust company business
- 2014 thematic examination: banking - AML/CFT and financial sanctions
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