Soditic Financial Services Ltd

Law Section Classes

Trust Company Business (TCB)

Reference no.

TCB0198

F

Acting as a company, partnership or foundation formation agent.

G

Acting or fulfilling the function of or arranging for another person to act as or fulfil the function of director or alternate director of a company.

H

Acting or fulfilling the function of or arranging for another person to act as or fulfil the function of a partner of a partnership.

I

Acting or arranging for another person to act as secretary, alternate, assistant or deputy secretary of a company or as secretary of a limited liability partnership.

J

Providing a registered office or business address for a company, partnership or a foundation..

K

Providing an accommodation, correspondence or administrative address for a company, a partnership or a foundation or for any other person.

L

Acting as or fulfilling or arranging for another person to act as or fulfil the function of trustee of an express trust.

M

Acting as or fulfilling or arranging for another person to act as shareholder or unitholder as a nominee for another person.

Investment Business (IB)

Reference no.

IB0107

A

Dealing in investments

B

Managing investments

C

Giving investment advice when not prevented from holding client assets by virtue of a condition of registration.

Business affiliation

Investment Business Employees

SM – Senior Management
IE - Investment Employee
Both - Senior Management and Investment Employee