The Royal Bank of Scotland International Limited

Law Section Classes

Fund Services Business (FSB)

X

Investment Manager

Z

Distributor

Investment Business (IB)

A

Dealing in investments

C

Giving investment advice when not prevented from holding client assets by virtue of a condition of registration.

Money Service Business (MSB)

2

Notified

General Insurance Mediation Business (GIMB)

Q

Carrying on general insurance mediation business (including incidental general insurance mediation business)- (a) in addition to carrying on- (i) any class of financial service business other than general insurance mediation business, or (ii) any other business authorized under the Banking Business (Jersey) Law 1991, the Collective Investment Funds (Jersey) Law 1988 or the Insurance Business (Jersey) Law 1996; or (b) as a company that is part of a group, where another part of the group carries on - (i) any class of financial service business other than general insurance mediation business, or (ii) any other authorized under the Banking Business (Jersey) Law 1991, the Collective Investment Funds (Jersey) Law 1988 or the Insurance Business (Jersey) Law 1996.

Banking (DC)

DC

Default class for DC Banking Law Section

Investment Business Employees

SM – Senior Management
IE - Investment Employee
Both - Senior Management and Investment Employee