The Funds Supervision Team has introduced a fund services business Annual Compliance Return - 24 September 2015
The Funds Supervision Team has introduced a fund services business Annual Compliance Return which requests information on the registered person’s business on an annual basis, bringing it into line with other sectors.
The FSB Annual Compliance Return should be completed by all registered persons who hold a FSB registration, except for managed entities who do not need to complete.
The return is for the period: 1 October 2014 – 30 September 2015. Completed forms should be returned to the Commission no later than Monday 30 November 2015.