This page does not include any Forms relating to the Companies Registry (click here) or Banking Prudential Returns (click here).
Commission Forms are primarily presented in one of three formats: Interactive pdf; Microsoft Word; or Microsoft Excel, and are generally to be submitted to the Commission in hard copy. The specific exceptions are the Commission’s Personal Questionnaire and those forms identified below with “ * ”, which may be submitted electronically.
The Commission requires Principal Persons and Key Persons applying for the first time, or those needing to update their information
Frequently Asked Questions relating to the completion of the electronic PQ can be found by clicking here.
Ceasing to Act
Please find below the ‘Notification of ceasing to act as Principal Person / Key Person’ Form’ which will remain in paper format. Guidance on completion is contained within the form.
Please find below the "Outsourcing Notification" referred to in the Outsourcing Policy document issued on 1 March 2017.
A fee may be required in addition to these Forms. For information on fees payable to the Commission please click here.
Annual Fee Forms
Subordinated Loan Agreements (“SLA”)
A Checklist has been provided to be utilised in respect of all subordinated loan agreements, to view the Checklist please click here.