AML/CFT examinations statistics

As part of its work our supervision division conducts thematic and entity-based examinations focusing on compliance with the AML/CFT regime.

The data in the tables is based on the number of registrations not the number of registered persons, e.g. 1 person with a TCB and FSB registration would count as 2 for the purposes of this data set.

For 2019 and 2018 the tables show the:

• total number of AML/CFT relevant registrations as at the end of the year, across a range of financial services activities, and
• number of examinations which included consideration of AML/CFT matters.

As part of our financial crime prevention programme of work we are currently going through a due diligence process which may impact on how we present this data, this exercise is expected to be completed by the end of 2020. The data below is as at 30 June 2020.

We have published our previous examination feedback papers dating back to 2016, here you will find the scope, objectives and conclusions for each paper.

2019

2018