You are here
Thematic examinations allow us to understand specific risks across a range of businesses and sectors in Industry.
Our examinations consist of a questionnaire/survey, in-depth examination/desk-based activity or a combination of both. We will contact you in advance if you are selected for an examination.
We develop and issue guidance to help Industry manage any risks or findings.
We analysed how firms apply the following measures to business relationships.
This examination focused on:
This examination follows on from our 2016 and 2017 examination findings. (add link to findings).
We issued a questionnaire to 19 banks to identify, assess and mitigate any risks posed by wire transfer activity; specifically those aspects that reflect FATF Recommendation 16.
A number of more in-depth examinations were held at a smaller number of organisations.
This examination links to the recommendations from the National Risk Assessment (NRA), particularly the Trust and Company Services Provider chapter.
The examination will focus on:
Our Pooled Supervision Unit will also undertake a thematic examination of the Legal Sector.
This examination will focus on: