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BANKING

Themed On-Site Examinations

The Commission addresses key risk areas impacting regulated entities through specific sector-wide assessments followed by selected on-site examinations. Entities visited receive assessment reports, possibly with corrective actions agreed. A summary of key findings is then published on the Commission’s website for guidance purposes.

Thematic programmes conducted, and those planned, are shown below. Please click on the title of each for more information. PDF Document

2016/2017 - Themed Examination Programme: Enhanced & Simplified Due Diligence
2014 - 2015 Governance
2014 - AML/CFT and Financial Sanctions
2011-2013 Prudential Reporting
2011 Information Security
2010 Conduct of Business
2009 - 2010 Credit Risk Provisioning
2008 - 2010 Anti-Money Laundering
2007 Codes of Practice for Deposit-taking Business
2006 H2 Liquidity Risk Management
2006 H1 I.T. System
2005 H2 Outsourcing
2005 H1 Treasury
2004 H2 Credit

 

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