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Themed On-site Examinations

The Commission addresses key risk areas impacting regulated entities through specific sector-wide assessments followed by selected on-site examinations. Entities examined receive assessment reports, possibly with corrective actions agreed. A summary of key findings is then published on the Commission's web-site for guidance purposes.

Thematic programmes conducted, and those planned, are shown below. Please click on title of each for more information. PDF Document

2016/2017 - Themed Examination Programme: Enhanced & Simplified Due Diligence

2015 - Trust Company Business Examination Feedback         

2014 - Trust Company Business Examination Feedback

2013-14 – On-site Examination – Sole Traders

2013 - On-site Examination Programme

2012 - On-site Examination Programme

2011-12 – On-site Examination – Sole Traders

2011 - On-site Examination Programme

2010 - On-site Examination Programme

2009 - On-site Examination Programme

2008 - On-site Examination Programme

2007 - On-site Examination Programme

2007 - Anti-Money Laundering Themed Examination Programme

2006 - Risk Themed Examination Programme

2005 - Risk Themed Examination Programme


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