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Consultation Papers

CONSULTATION PAPER ON AIF, CIF FSB, COBO AND QSMA FEES

Consultation Paper No.2 2017 PDF Document(639kb)

A consultation on AIF, CIF FSB, CoBO and QSMA fees.

CONSULTATION PAPER ON INVESTMENT BUSINESS FEES

Consultation Paper No.1 2017 PDF Document(527kb)

A consultation on proposals to change fee rates.

CONSULTATION PAPER ON MONEY SERVICE BUSINESS FEES

Feedback on Consultation Paper No. 12 2016 PDF Document(297kb)
Consultation Paper No.12 2016 PDF Document(459kb)

A consultation on proposals to increase fees for Money Service Businesses.

CONSULTATION PAPER ON GENERAL INSURANCE MEDIATION BUSINESS FEES

Feedback on Consultation No. 11 2016 PDF Document(340kb)
Consultation Paper No.11 2016 PDF Document(578kb)

A consultation on proposals to increase fees for General Insurance Mediation Businesses.

CONSULTATION PAPER ON FEES FOR BUSINESSES REGISTER FOR AML/CFT SUPERVISION

Feedback on Consultation No. 10 2016 PDF Document(473kb)
Consultation Paper No. 10 2016 PDF Document(587kb)

A consultation on proposals to increase fees for Businesses registered for AML/CFT supervision.

CONSULTATION PAPER ON TRUST COMPANY BUSINESS FEES

Consultation Paper No.9 2016 PDF Document(578kb)

A consultation paper on proposed increases to Trust Company Business Fees.

CONSULTATION ON FUNDS SECTION OF AML/CFT HANDBOOK

Feedback on Consultation Paper No. 8 2016 PDF Document(1.4MB)
Consultation Paper No.8 2016 PDF Document(883kb)

A consultation paper on the proposed Funds Section of the AML/CFT Handbook.

CONSULTATION ON JERSEY'S PRIVATE FUND AND UNREGULATED FUND REGIMES

Feedback Paper PDF Document(1.2MB)
Consultation Paper PDF Document(883kb)

A joint consultation paper issued by the Government of Jersey and the Jersey Financial Services Commission on Rationalisation and Consolidation of Jersey's Private Fund and Unregulated Fund Regimes.

CONSULTATION ON AMENDMENT TO CLASS O FINANCIAL SERVICE BUSINESS

Feedback on Consultation Paper No. 7 2016 PDF Document(528kb)
Consultation Paper No.7 2016 PDF Document(500kb)

A consultation paper on amendment to Class O financial service business.

CONSULTATION ON THE AMENDED OUTSOURCING POLICY

Feedback on Consultation Paper No. 6 2016 PDF Document(1.6MB)
Consultation Paper No.6 2016 PDF Document(609kb)

A consultation paper on the draft amended Outsourcing Policy and Guidance Notes.

CONSULTATION ON BANKING FEES

Feedback on Consultation Paper No5 2016 PDF Document(380kb)
Consultation Paper No.5 2016 PDF Document(603kb)

A consultation paper on proposals to increase deposit-taking fees.

CONSULTATION ON REGISTRY FEES

Feedback on Consultation Paper No.4 2016 PDF Document(653kb)
Consultation Paper No.4 2016 PDF Document(1.1MB)

A consultation paper on changes to fees payable for Registry services.

MiFID II - A CONSULTATION ON WHETHER TO INTRODUCE AN EU EQUIVALENT REGIME IN JERSEY

Feedback on Consultation Paper No.3 2016PDF Document(551Kb)
Consultation Paper No.3 2016 PDF Document(706Kb)

MiFID II - a consultation on whether to introduce an EU equivalent regime in Jersey.
Consultation Paper No.3 2016: Response Template Word Document(236Kb)

CONSULTATION ON FUND FEES

Feedback on Consultation No.2 2016
Consultation Paper No.2 2016 PDF Document(698Kb)

A consultation on amendments to fees payable by Fund Services Businesses, Certified Funds, Recognized Funds, and CoBO applications.

CONSULTATION ON IB FEES

Feedback on Consultation Paper No. 1 2016
Consultation Paper No. 1 2016

A consultation on proposals to increase investment business fees.

CONSULTATION ON AMENDMENTS TO CODES OF PRACTICE

Feedback on Consultation Paper No. 12 2015
Consultation Paper No. 12 2015
A consultation on proposals to amend the Codes of Practice.

The appendices below show the proposed amended Codes (red-lined to show changes from the current versions)

CONSULTATION ON TCB FEES

Feedback on Consultation Paper No. 11 2015
Consultation Paper No. 11 2015
A consultation on proposals to increase annual registration fees and alter the current fee cap.

CONSULTATION ON COMMISSION FUNDING

Feedback on Consultation Paper No. 10 2015
Consultation Paper No. 10 2015
A consultation on proposed changes to the way fees paid by regulated businesses are calculated and levied

CONSULTATION PAPER ON ELECTRONIC CDD

Feedback on Consultation Paper No. 9 2015
Consultation Paper No. 9 2015
Consultation on proposals to provide additional guidance on the application of customer due diligence measures in the Four Handbooks for the Prevention and Detection of Money Laundering and the Financing of Terrorism

CONSULTATION ON BASEL III: CAPITAL ADEQUACY AND LEVERAGE

Feedback on Consultation Paper No. 8 2015
Consultation Paper No. 8 2015
Consultation on the implementation of revised Basel Committee standards relating to capital adequacy and leverage, following on from the publication of Discussion Papers on these subjects

CONSULTATION ON MISCELLANEOUS AMENDMENTS TO REGULATORY LEGISLATION

Feedback on Consultation Paper No. 7 2015 PDF Document(998Kb)
Consultation Paper No. 7 2015
A consultation on proposed maintenance amendments to the laws that regulate the financial services industry and other non-financial businesses and professions in Jersey

CONSULTATION ON DEPOSIT-TAKING REGISTRATION FEES

Consultation Paper No. 6 2015
A consultation on proposals to increase annual deposit-taking registration fees

CONSULTATION ON IB FEES

Feedback on Consultation Paper No.5 2015 PDF Document(306Kb)
Consultation Paper No.5 2015
A consultation on proposals to increase IB application and annual registration fees

CONSULTATION ON REVISIONS TO THE MONEY LAUNDERING ORDER AND THE THREE HANDBOOKS

Feedback on Consultation Paper No.4 2015 PDF Document(317Kb)
Consultation Paper No.4 2015
A consultation on minor revisions to the Money Laundering (Jersey) Order 2008 and Commission AML/CFT Handbooks

CONSULTATION ON FUND FEES

Feedback on Consultation Paper No.3 2015 PDF Document(479Kb)
Consultation Paper No.3 2015
A consultation on amendments to fees payable by Fund Services Businesses, Certified Funds and Recognized Funds, and the introduction of fees for CoBO applications

CONSULTATION ON CIVIL PENALTIES: STATEMENT OF PRINCIPLES AND PROCESSES

Feedback on Consultation Paper No.2 2015 PDF Document(615Kb)
Consultation Paper No. 2 2015
A consultation on a proposed Commission statement setting out the principles it will apply and the processes it will follow under the new civil financial penalties regime

CONSULTATION ON CIVIL PENALTIES: DRAFT TARIFF

Feedback on Consultation Paper No.1 2015 PDF Document(444Kb)
Consultation Paper No. 1 2015
A consultation on draft secondary legislation that would set the civil financial penalties tariff for contraventions of Codes of Practice

CONSULTATION ON TRUST COMPANY BUSINESS REGISTRATION FEES

Consultation Paper No.4 2014
A consultation on proposals to increase annual trust company business registration fees

CONSULTATION ON MANAGED ACCOUNTS

Commission Feedback on Consultation
Summary report of consultation responses (kindly produced by Jersey Finance Limited)
Consultation (online survey)
Managed Accounts: a hedge fund initiative
(This consultation was carried out via an online survey hosted by Jersey Finance Limited on behalf of the Commission and closed at midday on 3 October 2014. A pdf version of the survey is available here)

REVISIONS TO COMMISSION AML/CFT HANDBOOKS

Consultation Papers - AML 2014
Proposals to amend provisions in the Handbooks for the Prevention and Detection of Money Laundering and the Financing of Terrorism.

CONSULTATION ON PROPOSALS TO REVISE AML/CFT REQUIREMENTS

Feedback on Consultation Paper No.3 2014 PDF Document(496Kb)
Consultation Paper No. 3 2014 PDF Document(588Kb)
Revision to the Money Laundering (Jersey) Order 2008 - In order to address recommendations made by the International Monetary Fund and comments made by MONEYVAL in relation to the application of customer due diligence measures. Access to the online submission tool for responses is accessible by clicking here.

CONSULTATION ON CIVIL PENALTIES: PRIMARY LEGISLATION

Feedback on Consultation Paper No.2 2014 PDF Document(719Kb)
Consultation Paper No.2 2014 PDF Document(431Kb)
A consultation on primary legislation to provide the Commission with the power to impose civil financial penalties for contraventions of Codes of Practice

CONSULTATION ON DEPOSIT-TAKING REGISTRATION FEES

Consultation Paper No.1 2014 PDF Document(591Kb)
A consultation on proposals to increase annual deposit-taking registration fees

CONSULTATION ON AMENDMENTS TO THE CODES OF PRACTICE

Feedback Paper on Consultation Paper No.4 2011 PDF Document(1.2Mb)

Appendix B - New Guidance Notes

Consultation Paper No.4 2011 PDF Document(1.1Mb)
Proposals to amend the Codes of Practice to effect a number of policy changes and facilitate
consistency between the documents.

Appendix E - Draft Codes of Practice as they would appear if all proposed amendments are adopted

CONSULTATION ON FEES PAYABLE UNDER THE REGISTRY LAWS

Consultation Paper No.9 2013 PDF Document(582Kb)
Proposed fees under the Registry Laws

REVIEW OF FINANCIAL ADVICE

Feedback on Consultation Paper No. 8 2013 PDF Document(415Kb)
Consultation Paper No.8 2013 PDF Document(416Kb)
Proposals to address changes in the regulatory regime with respect to the provision of Financial Advice
Position Paper No.1 2013 PDF Document(332Kb)
on the Review of Financial Advice
Feedback on Position Paper No.1 2011 PDF Document(331Kb)
Position Paper No.1 2011 PDF Document(533Kb)
The Commission's position on the Review of Financial Advice

Feedback on Consultation Paper No.7 2013 PDF Document(441Kb)
Consultation Paper No. 7 2013 PDF Document(910Kb)
Revision to the Money Laundering (Jersey) Order 2008 -  In order to address recommendations made by the International Monetary Fund and to restrict the application of customer due diligence measures to secondary market trading in collective investment schemes.
 
Consultation Paper No 6. 2013 PDF Document(402Kb)
Consultation on deposit-taking registration fees
 
Feedback on Consultation Papers No.4 and No.5 2013 PDF Document(351Kb)
Consultation Paper No 5. 2013 PDF Document(286Kb)
Alternative Investment Funds (Jersey) Regulations 2012 - All Fees; and

Financial Services (Jersey) Law 1998 - AIF Services Business Fees
Consultation Paper No 4. 2013 PDF Document(629Kb)
Alternative Investment Fund Managers Directive ("AIFMD") - Proposes the implementation of Jersey's regulatory regime in relation to AIFMD comprising stand-alone regulations, Orders, a cooperation agreement, codes of practice and a new fund product.
  • Appendix C
    Draft Alternative Investment Funds (Amendment of Regulations) (Jersey) Order 201-
  • Appendix D
    Draft Alternative Investment Funds (Jersey) Order 201-
  • Appendix E
    Draft Financial Services (Amendment of Schedule 2 to Law) (No.4) (Jersey) Order_201-
  • Appendix G
    Draft Jersey Eligible Investor Fund Guide
  • Appendix I
    Extract of the new paragraph and amended paragraph 8.5 of the updated CIF codes
  • Appendix J
    Draft Codes of Practice for Alternative Investment Funds and AIF Services Business
 
Feedback on Consultation Paper No.3 2013 PDF Document(377Kb)
Consultation Paper No 3. 2013 PDF Document(292Kb)
Proposed fees under the Security Interests (Jersey) Law 2012
 
Consultation Paper No 2. 2013 PDF Document(456Kb)
Revision to the Money Laundering (Jersey) Order 2008
See also: Consultation Paper No.6 2011 and its associated Feedback Paper
 
Amended Feedback on Consultation Paper No.1 2013 PDF Document(258Kb)
Feedback on Consultation Paper No.1 2013 PDF Document(240Kb)
Consultation Paper No. 1 2013 PDF Document(277Kb)
Managed Accounts – the possible amendment of Jersey’s regime in relation to the regulation of activities of those involved in the management of managed accounts.

CONSULTATION ON MISCELLANEOUS AMENDMENTS TO REGULATORY LEGISLATION

Feedback on Consultation Paper No.4 2012 PDF Document(539Kb)
Consultation Paper No. 4 2012 PDF Document(638Kb)
Miscellaneous Amendments to Regulatory Legislation – Proposals for a variety of amendments that constitute routine maintenance of the laws that regulate the financial services industry, and other non-financial services businesses and professions, in Jersey.
  • Appendix C
    Draft Financial Regulation (Miscellaneous Provisions No. 2) (Jersey) Law 201-
  • Appendix D
    Draft Financial Regulation (Miscellaneous Provisions) (Jersey) Order 201-

Feedback on Consultation Paper No.3 2012 PDF Document(2.2Mb)
Consultation Paper No. 3 2012 PDF Document(3,200Kb)
Information gateways - a consultation on proposals to provide additional statutory gateways to enable the Commission to disclose restricted information to certain third parties in prescribed circumstances.

Feedback on Consultation Paper No.2 2012 PDF Document(387k)
Consultation Paper No.2 2012 PDF Document(381Kb)
Civil Penalties – consultation on the introduction of a power for the Commission to impose civil penalties for serious, uncorrected or recurring breaches of the Codes of Practice.

Feedback on Consultation Paper No.1 2012 PDF Document(356k)
Consultation Paper No. 1 2012 PDF Document(634Kb)
Fund Services Business and Collective Investment Fund Fees.

Feedback on Consultation Paper No. 6 2011 PDF Document(1,3Mb)
Consultation Paper No. 6 2011 PDF Document(643Kb)
CDD Measures for countering money laundering and terrorist financing
  • Appendix B
    Consultation version of Part 1, Section 3 of the AML/CFT Handbook
  • Appendix C
    Consultation version of Appendix D1 of the AML/CFT Handbook
  • Appendix D
    Consultation version of Part 1, Section 4 of the AML/CFT Handbook

Consultation Paper No. 5 2011 PDF Document(345Kb)
Proposals for annual administration fees for Incorporated Limited Partnerships,
Separate Limited Partnerships and Limited Partnerships.
Consultation Paper No.3 2011 PDF Document(294k)
Proposals for registration and process fees payable for Incorporated Limited Partnerships
and Separate Limited Partnerships.

LARGE EXPOSURE REQUIREMENTS

Feedback on Consultation Paper No.2 2011 PDF Document(453k)
Consultation Paper No.2 2011 PDF Document(592k)
Proposals for a revised Large Exposure regime, including removing the current system’s
exemptions for certain bank and sovereign exposures.

Consultation Paper No.1 2011 PDF Document(291k)
Proposals for merger registration and process fees payable under the Companies (Amendment No.5) (Jersey)
Regulations 2011.

CONSULTATION ON DEPOSIT-TAKING REGISTRATION FEES

Consultation Paper No.7 2010 PDF Document(378k)

THE SINGLE EURO PAYMENTS AREA ("SEPA") - MEETING THE ADMITTANCE CRITERIA

Feedback on Consultation Paper No.6 2010 PDF Document(248k)
Consultation Paper No.6 2010 PDF Document(1.74MB)
Options for meeting the SEPA admittance criteria concerned with the regulation and supervision of payment services.

CONSULTATION ON PROPOSED CHANGES TO SECONDARY LEGISLATION ISSUED UNDER THE FINANCIAL SERVICES (JERSEY) LAW 1998

Feedback on Consultation Paper No.5 2010 PDF Document(286k)
Draft Amended Guidance Note: Natural persons undertaking the activity of acting as a director under the FS(J)L
(Track changed version)
PDF Document(766k)
Consultation Paper No.5 2010 PDF Document(530k)
Proposals for amendments in respect of trust company business exemptions, including the introduction of a "de minimis" regulatory regime in terms of individuals undertaking the activity of acting as a Director.

CONSULTATION ON BANKING: FINANCIAL REPORTING AND DISCLOSURES

Feedback on Consultation Paper No.4 2010 PDF Document(325k)
Consultation Paper No.4 2010 PDF Document(462k)

CONSULTATION ON PROPOSED FEES UNDER THE PROCEEDS OF CRIME (SUPERVISORY BODIES) (JERSEY) LAW 2008

Feedback on Consultation Paper No.3 2010 PDF Document(480k)
Consultation Paper No.3 2010 PDF Document(409k)
Proposals for annual fees to be paid by Designated Non-Financial Businesses and Professions (including lawyers, accountants, estate agents and high value dealers)

CONSULTATION ON PROPOSED FEES FOR THE REGISTER OF RECOGNIZED AUDITORS

Feedback on Consultation Paper No.2 2010 PDF Document(192k)
Consultation Paper No.2 2010 PDF Document(247k)

CONSULTATION ON THE COMPANIES (AUDIT) (JERSEY) ORDER 201- AND THE COMPANIES (GAAP) (JERSEY) ORDER 201-

Feedback on Consultation Paper No.1 2010 PDF Document(231k)
Consultation Paper No.1 2010 PDF Document(275k)

CONSULTATION ON AN ANNUAL ADMINISTRATION FEE FOR FOUNDATIONS

Consultation Paper No.13 2009 PDF Document(275k)

CONSULTATION ON THE REGULATION OF ELECTRONIC MONEY

Feedback on Consultation Paper No.12 2009 PDF Document(245k)
Consultation Paper No.12 2009 PDF Document(294k)

CONSULTATION ON TRUST COMPANY BUSINESS FEES

Consultation Paper No.11 2009 PDF Document(302k)

CONSULTATION ON TCB SECTOR SPECIFIC SECTION FOR AML/CFT HANDBOOK

Feedback on Consultation Paper No.10 2009 PDF Document(251k)
   AML/CFT Handbook TCB Sector Specific Section PDF Document(142k)
Consultation Paper No.10 2009 PDF Document(999k)

MONEY LAUNDERING (AMENDMENT NO.4)(JERSEY) ORDER 200-

Feedback on Consultation Paper No.9 2009 PDF Document(293k)
Consultation Paper No.9 2009 PDF Document(305k)

CONSULTATION ON DEPOSIT-TAKING REGISTRATION FEES

Consultation Paper No.8 2009 PDF Document(305k)

CONSULTATION ON CODES OF PRACTICE FOR CERTIFIED FUNDS

Feedback Paper on Consultation Paper No.7 2009 PDF Document(639k)

Appendix A - revised draft of the Codes of Practice for Certified Funds
Consultation Paper No.7 2009 PDF Document(5Mb)
Appendix C: Draft Codes of Practice for Certified Funds PDF Document(5Mb)

FOUNDATIONS (JERSEY) LAW 200- REGISTRATION AND PROCESS FEES AND CHANGES TO REGISTRY SEARCH FEES

Consultation Paper No.6 2009 PDF Document(343k)

CONSULTATION ON CERTIFIED FUND PROSPECTUSES

Feedback Paper on Consultation Paper No.5 2009 PDF Document(594k)

Appendix A – revised draft of the Collective Investment Funds (Certified Funds Prospectuses) (Jersey)Order 201-

Consultation Paper No.5 2009 PDF Document(649k)

AMENDMENTS TO PART 1, SECTION 4 OF THE AML/CFT HANDBOOK

Consultation Paper No.4 2009 PDF Document(852k)

CONSULTATION ON FUND SERVICES BUSINESS FEES

Consultation Paper No.3 2009 PDF Document(264k)

CONSULTATION ON INVESTMENT BUSINESS REGULATORY FEES

Consultation Paper No.2 2009 PDF Document(280k)

AMENDMENTS TO THE COMPANIES (JERSEY) LAW 1991 (OVERSIGHT OF AUDITORS AND THE PREPARATION OF ACCOUNTS)

Feedback on Consultation Paper No.1 2009 PDF Document(277k)
Consultation Paper No.1 2009 PDF Document(514k)

AMENDMENTS TO THE MONEY LAUNDERING (JERSEY) ORDER 2008

Position Paper No.1 2008 PDF Document(624k)

CONSULTATION ON INSURANCE BUSINESS AND GENERAL INSURANCE BUSINESS REGULATORY FEES

Feedback on Consultation Paper No.2 2008 PDF Document (229k)
Consultation Paper No.2 2008 PDF Document (300k)

LATE PAYMENT FEES, AND FEES FOR THE LATE FILING OR DELIVERY OF DOCUMENTS

Feedback on Consultation Paper No.1 2008 PDF Document (229k)
Consultation Paper No.1 2008 PDF Document(34k)

AMENDMENTS TO SECONDARY LEGISLATION

Consultation Paper No.5 2007PDF Document (532k)

AMENDMENTS TO REGULATORY LAWS

Consultation Paper No.4 2007PDF Document(810k)
Provided for information
Collective Investment Funds (Amendment No.4) (Jersey) Law 200-PDF Document(134k)

AML/CFT STRATEGY GROUP CONSULTATION PAPERS - 2007

AML/CFT Strategy Group Consultation Paper No.3 2007 PDF Document(219k)
Proposals to update Jersey's framework to counter money laundering and the financing of terrorism
Feedback on AML/CFT Strategy Group Consultation Paper No.3 2007PDF Document(216k)
AML/CFT Strategy Group Consultation Paper No.2 2007 PDF Document(414k)
Overseeing compliance with legislation to detect and prevent money laundering and the financing of terrorism
Feedback on AML/CFT Strategy Group Consultation Paper No.2 2007PDF Document(243k)
AML/CFT Strategy Group Consultation Paper No.1 2007 PDF Document(495k)
Revision to the definition of financial services business
Feedback on AML/CFT Strategy Group Consultation Paper No.1 2007 PDF Document(251k)

AMENDMENTS TO REGULATORY LEGISLATION

Position Paper 2007 No.4 PDF Document (612k)

APPROVAL OF AUDITORS

Consultation Paper 2007 No.1 PDF Document (229k)

REGISTRATION OF BUSINESS NAMES

Response paper on the replacement of the Registration of Business Names (Jersey) Law 1956 PDF Document(908k)

FOUNDATIONS - Proposals for a New Law

This consultation paper was issued by the Economic Development Committee of the States of Jersey on 25 November 2004.

REGISTRATION OF BUSINESS NAMES

Proposals to amend or replace the Registration of Business Names (Jersey) Law, 1956

Consultation Paper 2004 No.1PDF Document (375k)

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