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2010

Capital Markets Advisory - 16 June 2016

Public Statement – Capital Markets Advisory

The Commission has issued this public statement under Article 25(d) of the Financial Services (Jersey) Law 1998, as amended
(the “Financial Services Law”).

This statement is made in order to warn investors and others against dealing with unauthorised financial services providers.
The firm named below has not received authorisation to conduct financial service business within the meaning of the Financial Services Law.

Capital Markets Advisory
www.capitalmarketsadvisory.com and www.capmarketsadvisory.com (the “Websites”)

It appears to the Commission that Capital Markets Advisory, as described on the Websites, is carrying on or holding out that it is carrying on financial services business in Jersey when it is not authorised to do so pursuant to the provisions of the Financial
Services Law.

The Commission wishes it to be known that:

1. Capital Markets Advisory has never been registered, nor applied for registration, under the Financial Services Law.    Therefore any financial service business, as defined in Article 2 of the Financial Services Law and carried out by    Capital Markets Advisory since 1 July 1999, is in breach of Article 7 of the Financial Services Law; and

2. From documentation held by the Commission, it would appear that Capital Markets Advisory and the Websites     display warning signs of being set up for a fraudulent purpose.

3. Capital Markets Advisory is not connected in any way to Capital Markets Advisory, LLC. Capital Markets Advisory,
   LCC has headquarters in New Jersey, United States of America and is registered with the United States of America    Securities and Exchange Commission.

4. Through the Websites Capital Markets Advisory purports to have an address at 1 Green Street, St Helier, Jersey.
   Whilst such an address does exist Capital Markets Advisory does not have a presence there or anywhere else in
   Jersey.

All regulated businesses in Jersey are listed on the Commission’s website at the following address: www.jerseyfsc.org/the_commission/regulated_entities/index.asp

Any person who has had dealings with Capital Markets Advisory is requested to contact the Commission.

Jersey Financial Services Commission
14 – 18 Castle Street
St. Helier
Jersey
JE4 8TP

Contact: Barry Faudemer - b.faudemer@jerseyfsc.org

8 April 20101


1Reissued 7 July 2010 to include reference at paragraph 3 and further on 12 August 2010 to include reference to new
  website www.capmarketsadvisory.com and also at paragraph 4 to the purported address of 1 Green Street, St Helier, Jersey.

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