Jersey Financial Services Commission Logo


On-site Examinations

The Commission addresses key risk areas impacting regulated entities through specific sector-wide assessments followed by selected on-site examinations. Entities examined receive assessment reports, possibly with corrective actions agreed. A summary of key findings is then published on the Commission's website for guidance purposes.

Thematic programmes conducted, and those planned, are shown below. Please click on the title of each for more information. 

2019: Themed Examination Programme: Outsourcing findings - Q1 PDF Document

2019: Supervisory Thematic Programme PDF Document

2018: Themed Examination Programme: Client Assets PDF Document

2018: Supervisory Thematic Programme - Q4PDF Document

2018 Themed Feedback Paper: Revised Registry Requirements - BO and ControllersPDF Document

Supervisory Examination Guide - The JFSC's Approach  PDF Document

2016/17 - Themed Examination Programme: Enhanced & Simplified Due Diligence PDF Document

< Back to contents