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GENERAL INSURANCE MEDIATION BUSINESS

POLICY STATEMENTS AND GUIDANCE NOTES

The documents on this page are subdivided into two sections, "General Application" and "Sector Specific", please scroll down the page to view "Sector Specific" documents.

Policy Statements (PS) - record the Commission’s policies in respect of certain aspects of legislation or regulatory approach.
Guidance Notes (GN) - provide guidance on complying with either a legislative or regulatory requirement.

General Application

The following Policy Statements and Guidance Notes have general application and are of interest to all persons.

Commissioners’ Code of Conduct regarding Conflicts of Interest – February 2007	PS
Data Protection – June 2009	PS
Delegation of Powers of the Commission – April 2010	PS
Discretionary Authorisation of Auditors under the Companies Law – September 2007	PS
Matters Reserved for the Board of Commissioners – February 2006	PS
Referrals to the Attorney General – March 2006	PS
Sensitive Activities	PS
The Commission’s use of Public Statements – July 2008	PS
Written Consultation – October 2006	PS
Handbook on International Co-operation and Information Exchange - April 2009	PS	GN
Outsourcing – October 2008	PS	GN
Complaints against Regulated Service Providers		GN
Internet Scams		GN
Making a Subject Access Request - June 2009		GN
Subject Access Request Form		FORM
Market Turbulence – Dear CEO – September 2007		GN
Personal Questionnaire Guidance Notes - May 2010		GN
The Commission's Decision-Making Process - May 2009		GN
The Commission’s use of Enforcement Powers – July 2006		GN
UK Financial Restrictions (Iran) Order 2009 - Dear CEO - October 2009		GN

Specific to General Insurance Mediation Business

FS(J)L Licensing Policy – July 2008	PS
Annual declaration and audit report on that declaration		GN
Solvency Calculations – March 2007		GN
Span of Control – January 2005		GN

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