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FUNDS & SECURITIES ISSUES

Policy

Jersey Expert Fund Regime - Effective Due Diligencepdf(416k)
FS(J)L Licensing Policy - July 2008 PDF Document (158k)
Guidance Notes on Outsourcing PDF Document (171k)
Guidance in Respect of Conduct Leading Directly or Indirectly to the supply of Arms and New Anti-corruption Legislation PDF Document (72k)
Delegation of Powers - Policy Statement PDF Document(100k)
Eligible Markets
Guidance on the Commission's use of Enforcement Powers PDF Document(123k)
Policy Statement on the Commission's use of Public Statements PDF Document (78k)
Sensitive Activities
Complaints against Regulated Service Providers
Promoters of Public and Private Collective Investment Funds
Securities Issues under the Control of Borrowing Legislation
Policy on Referrals to the Attorney General PDF Document (72k)
Guidance on the Commission's Decision-Making Process PDF Document (76k)
CEO Letter re Market Turbulence PDF Document (248k)
Legal Information | Privacy Policy Statement | Last Updated: 30 July 2008