FUNDS SERVICES BUSINESS
Themed on-site Examinations
The Commission addresses key risk areas impacting regulated entities
through specific sector-wide assessments followed by selected on-site
examinations. Entities examined receive assessment reports, possibly
with corrective actions agreed. A summary of key findings is then
published on the Commission's web-site for guidance purposes.
Thematic
programmes conducted, and those planned, are shown below. Please
click on title of each for more information. |
