Spacer Home | Contact | Site Map | Help Commission Logo
Commission Logo
Menu Top
The Commission Registry Banking Funds Insurance Investment Business Trust Companies Money Service Business Anti-Money Laundering
Menu Bottom
   Home > Funds Securities Issues > On Site Thematic Examinations > content

FUND SERVICES BUSINESS

Themed on-site Examinations

The Commission addresses key risk areas impacting regulated entities through specific sector-wide assessments followed by selected on-site examinations. Entities examined receive assessment reports, possibly with corrective actions agreed. A summary of key findings is then published on the Commission's web-site for guidance purposes.

Thematic programmes conducted, and those planned, are shown below. Please click on title of each for more information.

 

spacer Legal Information | Privacy Policy Statement | Email Disclaimer Last Updated: 13 May 2016