FUNDS & SECURITIES ISSUES
The Commission has prepared and issued Codes of Practice for the purpose of establishing sound principles for the conduct of financial services business. The Codes of Practice are issued and maintained using powers provided by legislation, such revision has recently been undertaken.
Codes of Practice - revised 1 July 2014
Codes of Practice for Certified Funds – updated 22 July 2013
on the coming into force of the Collective Investment Funds (Certified Funds – Prospectuses) (Jersey) Order 2012 (“CFPO”)
Codes of Practice for Alternative Investment Funds and AIF Services Business – issued 22 July 2013
A Dear CEO letter was issued to Industry on 27 January 2012, which sets out the changes that have been made to the Codes of Practice for Certified Funds since the publication of the Feedback Statement in August 2011.