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   Home > Funds Securities Issues > Codes Of Practice > Contents

FUNDS & SECURITIES ISSUES

The Commission has prepared and issued Codes of Practice for the purpose of establishing sound principles for the conduct of financial services business. The Codes of Practice are issued and maintained using powers provided by legislation, such revision has recently been undertaken.

Principle 6 to a number of the Codes of Practice establishes general and specific notifications which must be made to the Commission.  To assist any persons required to comply with more than one of the Codes of Practice the Commission has provided “at a glance tables” of the Principle 6 notifications. Please click here to access the tables.

Codes of Practice - revised 1 July 2014

Codes of Practice for Fund Services Business - showing amendments PDF Document(920k)
Codes of Practice for Fund Services Business - amendments accepted PDF Document(512k)

Codes of Practice for Certified Funds – updated 22 July 2013

Codes of Practice for Certified Funds – full version
 
Codes of Practice plus Schedule 1 – Table of Notifications and Consents
Schedule 2 – Jersey Expert Fund Guide

List of States and Jurisdictions – April 2012

Schedule 3 – Jersey Listed Fund Guide
Schedule 4 – OCIF Guide
Schedule 5 –Jersey Eligible Investor Fund Guide

Codes of Practice for Alternative Investment Funds and AIF Services Business – issued 22 July 2013

Codes of Practice for Alternative Investment Funds and AIF Services Business
     
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