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BANKING BUSINESS

POLICY STATEMENTS AND GUIDANCE NOTES

The documents on this page are subdivided into two sections, "General Application" and "Sector Specific", please scroll down the page to view "Sector Specific" documents. Additionally, Frequently Asked Questions relating to the Commission’s Personal Questionnaire process can be found by clicking here.

Policy Statements (PS) - record the Commission’s policies in respect of certain aspects of legislation or regulatory approach.
Guidance Notes (GN) - provide guidance on complying with either a legislative or regulatory requirement.

General Application

The following Policy Statements and Guidance Notes have general application and are of interest to all persons.

Commissioners’ Code of Conduct regarding Conflicts of Interest – February 2013	PS
Data Protection – June 2009	PS
Delegation of Powers of the Commission – September 2012	PS
Discretionary Authorization of Auditors of Companies that are not Market Traded Companies – February 2013	PS
Matters Reserved for the Board of Commissioners – February 2006	PS
Referrals to the Attorney General – March 2006	PS
Sensitive Activities	PS
The Commission’s use of Public Statements – March 2011	PS
Written Consultation – October 2006	PS
Handbook on International Co-operation and Information Exchange - November 2012	PS	GN
Outsourcing (across all sectors) and Delegation by Jersey Certified Funds and FSBs - May 2011	PS	GN
Complaints against Regulated Service Providers		GN
Making a Subject Access Request - June 2009		GN
Subject Access Request Form		FORM
Market Turbulence – Dear CEO – September 2007		GN
The Commission's Decision-Making Process - August 2011		GN
The Commission’s use of Enforcement Powers – July 2006		GN
Financial restrictions against Iranian Banks - Dear CEO - November 2011		GN
The UK's Bribery Act - Dear CEO - December 2011		GN

Specific to Banking Business

Banking Business Licensing Policy - March 2011	PS
Approval of Concession Limits for Governments and Connected Bank - April 2013		GN
Credit Risk: criteria for classification as a retail exposure or as a residential mortgage - October 2007		GN
Pillar 2 in Jersey - May 2009		GN
Impact of International Financial Reporting Standards on Banking Prudential Reporting – January 2006		GN
Liquidity management and reporting – May 2007		GN
The Commission’s rules relating to Trading Books – February 2008		GN
The exemption for banks from the ANLA requirement under the FS(J)L - Dear CEO - March 2008		GN

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