THE COMMISSION

Part 1 – Statutory and Regulatory Requirements and Guidance Notes

AML/CFT Consolidated Handbook (862k)

Contents

• Section 1 – Introduction
• Section 2 – Corporate governance
• Section 3 – Customer due diligence requirements
• Section 4 – Identification and verification of identity
• Section 5 – Monitoring activity and transactions
• Section 6 – Reporting money laundering and terrorist financing activity
• Section 7 – Vetting, awareness and training of employees
• Section 8 – Record keeping
• Section 9 – Existing Customers
• Glossary

Sector specific sections

• Wire transfers (95k)
• Correspondent banking (54k)

Appendices

• Appendix A: JFCU suspicious activity report (42k)
• Appendix B: Equivalent jurisdictions (14k)
  
• Appendix C: Introducer/intermediary certificate (58k)
  Introducer/intermediary certificate (93k)
  
  Appendix C consists of 4 parts:
  Part 1: Use of the certificate and glossary
  Part 2: Assurance
  Part 3: Customer information profile
  Part 4: Beneficial owners and controllers
  
  
• Appendix D: Juisdictions that are covered by a statement from an international body (35k)
  

Part 3 – Supervision of compliance with the Handbook (332k)

Part 4 – Log of amendments to the Handbook - 27 June 2008 (50k)